Financial services group

Industry regulations. Ever-evolving tax rules. New legislation. Accounting standards.

With experience of supporting the financial services community in key financial hubs, across the network, we help organisations navigate complex reporting, governance and regulatory issues to achieve their business objectives.

With Hong Kong being one of the main global financial centres with the coverage of the greater China market,  financial services industry is increasingly vibrant yet complex and risky. Operating in the Financial Services sector in Hong Kong requires a deep understanding of the global market as well as the growing Greater China market, our RSM's financial services industry expert with global experiences are confident and equipped in advising you through everchanging compliance requirements to technology enablement. Our HK-based experts work closely on international matters through RSM International partners and can offer support on cross-jurisdictional supports. 


  • Audit & Assurance
    • CIMA-registered fund audits
    • Licensed corporation audits
    • Broker dealer audits
    • Financial institutional audits
    • Lenders, insurance company and financing vehicle audits
  • Tax Compliance & Consulting
    • Cayman Fund Tax Structuring
    • Hong Kong Tax Compliance and Consulting
    • China Tax Compliance and Consulting
  • Consulting
    • Risk Advisory
      • Internal control assessments
      • PN21
      • SOX
    • Transaction Advisory
      • Valuation
      • Due Diligence
  • Corporate Advisory
    • Liquidation Services
    • Forensic Accounting
    • Expert Witness
    • SFC Compliance
  • Technology
    • Cybersecurity Consulting
      • HKMA - Cyber Resilience Assessment Framework (CRAF)
      • SFC - Guidelines for Reducing and Mitigating Hacking Risks Associated with Internet Trading
      • HKIA - Guidlines for Cybersecurity
      • Security Risk Assessment and Audit (SRAA)
      • Privacy Impact Assessment (PIA)
    • Remote Office Working Arrangement
    • Investor Portfolio Software
    • Corporate Secretarial Software
    • Financial Statement Extraction Software
    • Cayman Filing Software


  • Microsoft Office 365 - Email, Word, Excel, Powerpoint, Team, Sharepoint, OneDrive
  • Google GSuite
  • Videoconferencing - MS Team, Cisco Webex, Zoom
  • Office Automation (OA) System - File Sharing, Approvals, Timeoff
  • Cloud Accounting - ERP, CRM, Timesheet, Scheduling, Payroll
  • Mobile App - Scanning, Approvals, Signature
  • VPN Setup 
  • IT Support and On-Screen Troubleshooting
  • Cloud-based backup solutions


  • One-stop shop that understands the financial services industry in Hong Kong and globally
  • Seamless cooperation with RSM firms in major financial services hub, including New York, London, Cayman, Singapore, Frankfurt, Paris
  • Technical knolwedge , certified professionals and industry experience
  • Partner's and manager's attention

RSM Hong Kong and Farseer Limited are pleased to announce they have entered into a strategic alliance

2 July 2020
RSM Hong Kong is pleased to announce that on 2 July 2020, we held a cooperation signing ceremony and entered into a strategic alliance with Farseer Limited, an AI-powered smart investment analytics platform with cloud and API solutions.

How hedge funds and investors continue to strike the right note in aligning their interests

24 April 2020
10 July 2019 RSM, in collaboration with AIMA have issued their latest research ‘In Harmony – how investors continue to strike the right note in aligning their interests’, following the ‘In Concert’ paper which was published three years ago.

RSM Hong Kong Partners publish an article “Alternative Financing for SMEs through Fintech” in The Hong Kong Institute of Bankers bi-monthly journal – Banking Today

6 March 2020
In the last decade, number of SMEs increased significantly. The challenges faced by SMEs in financing has surfaced gradually as the macro environment faces unprecedented headwinds.