Organised by RSM Hong Kong, the two webinars on “Overview on regulatory and compliance requirements for financial services licensed corporations” were successfully held

Organised by RSM Hong Kong, the two webinars on “Overview on regulatory and compliance requirements for financial services licensed corporations” were successfully held with participants of representatives from the companies in the Financial Services sector.

We are glad to have Mr. Stanley Wong, Consultant of K.B. Chau & CO., Solicitors, as our guest speaker, who provided practical tips to the audience on how to handle SFC inspection effectively.

Our RSM experts from different disciplines including corporate governance, valuation, audit and tax, green and sustainable finance, also gave solid advice on how to cope with the regulators and follow the best practices. The speakers are Ms. Brenda Tung, Director of Risk Advisory Services, Mr. Noah Wong CA, CPA, CESGA, FRM, FCA, MFIN, Director of Transaction Advisory Services, Ms. Dorothy Hung Dorothy Hung, Senior Manager of Audit and Assurance, Ms. Quinn Ip, Senior Manager of Tax Services, Mr. Kenny Mak, CESGA®, Manager of ESG Advisory and Risk Advisory, and Mr. Stanley Chan, CIA, CPA, Manager of Risk Advisory.