Through the recent introduction of FinIA, independent asset and wealth managers, as well as trustees, are now subject to prudential supervision by a supervisory organisation (SO) that is licensed and supervised by FINMA.

Independent asset and wealth managers under the supervision of an SO must mandate a licensed audit firm to satisfy the audit requirements associated with their activity.

As regulatory auditors, our team of seasoned financial auditors are at your disposal to meet the requirements of your prudential reporting needs (AML, FinIA and FinSA).

Our Audit & Assurance Specialists