Helping you manage complex risk, regulatory and compliance issues in the Financial Services sector

Financial services companies operate within a dynamic and multifaceted landscape, encountering a host of challenges as they strive to navigate regulatory frameworks, adapt to technological advancements and meet evolving customer demands.

RSM’s Financial Services team have the experience and capabilities to support your business in overcoming the complex issues you face on a daily basis.

Our clients include companies involved in asset finance, private equity, insurance, provident funds and medical aid.

RSM can provide tailored advice and services to organisations in Financial Services to address the following challenges:

Financial services companies operate in a highly regulated environment, subject to numerous laws, regulations and compliance standards. RSM can help your organisation to navigate complex regulatory requirements by providing regulatory compliance assessments, conducting gap analyses and developing compliance frameworks and policies. We can also assist in implementing effective internal controls.

Financial services companies are prime targets for cyberattacks due to the sensitive nature of the data handled and the financial transactions which are facilitated. RSM can assess your organisation’s security controls, identify vulnerabilities and develop robust cybersecurity strategies and protocols.

The financial services industry is undergoing rapid technological transformation, driven by innovations such as blockchain, artificial intelligence and fintech startups. RSM’s technology experts can assess your technology needs, develop a digital transformation strategy and help you leverage emerging technologies to enhance efficiency, improve customer experience and drive innovation.

Trust with stakeholders is an integral factor for every financial services business. RSM’s Audit & Assurance experts will help your organisation to maintain financial integrity and credibility, instilling trust among stakeholders.

Speak to an RSM expert

Director: Risk Advisory
Director: Head of Group Legal

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