17 February 2020
Mega Trends: Compliance in Financial Services industry

Have compliance, risk and audit functions become hostage to a process-based focus?

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Compliance in Financial Services

The rapid evolution of regulatory requirements, business standards and best practices presents unique challenges for companies who must protect and grow their organisations.

Have compliance, risk and audit functions become hostage to a process-based focus?

The fourth instalment of RSM's Mega Trends Series, we take a deeper look into how compliance functions can improve and the role of culture in driving better compliance outcomes.

 
 
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Mega Trends (Part 4) -
Compliance in Financial Services

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Compliance has become one of the most significant ongoing concerns for large and regulated organisations, with costs increasing and the scope of regulatory focus continually expanding. Compliance has become one of the most significant ongoing concerns for large and regulated organisations, with costs increasing and the scope of regulatory focus continually expanding. Compliance has become one of the most significant ongoing concerns for large and regulated organisations, with costs increasing and the scope of regulatory focus continually expanding.
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Implementing a dynamic compliance approach allows businesses to optimise their spending and empower their workforce to make more impactful decisions.

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ABOUT MEGA TRENDS

Our Mega Trends series takes a deep look in to emerging technologies and techniques and the impact these will have on investment companies, hedge funds, banks and insurers, considering the opportunities and risks in harnessing them. 
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